Securities Industry Essentials (SIE) - FINRA (Prep course)

Finance colleagues, the Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. The exam is comprised of 75 multiple choice questions structured into four domains: 1) Knowledge of Capital Markets (12 questions), 2) Understanding Products and  Their Risks (33 questions), 3) Trading, Customer Accounts and Prohibited Activities (32 questions), and 4) Overview of Regulatory Environment (7 questions). Students have a 90% exam pass rate - working with an SIE tutor will help increase your exam score by 10 points.

Register today (individuals & teams): https://tinyurl.com/y632cnrf 

Much career success, Lawrence E. Wilson - Online Learning Central (OLC)